Twentieth Lecture:
Personal Spatiality, Husserl, Heidegger
by
Jan Patocka
(cfr. traduzione italiana)
Let
us now briefly, schematically glance over the journey we have traveled.
We set out from the observation that something like a personal region,
personal relations and traits, is something philosophically recent,
appearing explicitly only in modern philosophy, though here it comes to
appear so fundamental, that, as philosophically relevant, it becomes
the center of reflections, what is essential, belonging to the nature
of what is simply because it is. Aristotle's philosophy is a philosophy
in the third person, that is, though the personal is not wholly absent,
is not thematized, it remains concealed. The third person belongs in
principle together with the first and second person, that is, a
philosophy starting out > l
the world in the third person is not
apersonal at all. For instance: Aristotle describes the world as a
living being in the third person, attributing to it traits of our
orientation in the world: up-down, right-left, near-far, personal
relations. Antiquity obscures the personal dimension inasmuch as the
expressions so central to modern philosophy, starting with Descartes
and culminating in German classical philosophy, terms like "I," do not
appear in ancient philosophy at all. For Plato and Aristotle, a
philosopher's interest revolves around the existent in its existing,
but it never occurs to them-not even when they arrive at the nature of
existence in its most intense form, as spirit-that the nous could
refer to itself as I. This pure reality, this pure actuality which
contains not even a trace of potentiality, of something that has not
been realized, something that would not be an act in the strong sense,
Aristotle never even thinks of characterizing by expressions taken from
the human situation, such as "I."
The
word situation has to do with situs, emplacement.
A situaion is the mode of our emplacement among things. At the start ve
showed, in a historical perspective, how Descartes discovered he
personal. That appeared within philosophical reach already in Christian
philosophy, in Augustine. There, though, it was distinctively linked to
the tradition of antiquity so that the entire thrust of this link led
not to a philosophical grounding of our knowledge of ourselves and of
the world but rather into a morally and
soteriologically theological realm. Philosophically speaking-it was
Descartes who first made the concept of the personal the basis of
philosophy. We did not go into the way he did so, focusing only ,)n one
aspect, precarious for him-our situatedness in the world. ,1
philosophy founded on ego cogito cogitatum, on
self-knowing consciousness, comes to grief on the question of my
situatedness in the world. The personal beginning proved not to be
radical enough. Descartes 'attempted to go directly from the personal
starting point to the third person and so generated an apersonal
:philosophy which surpasses the apersonality of antiquity-a phi-losophy
of an impersonal res extensor, of mathematical
nature. It is a nature into which humans are integrated in a purely
objective manner. There is no room here for situational concepts or for
situatedness generally. Our lived experience, as we live it and as we
grasp it in reflection, is subjected to a new interpretation from _his
impersonal perspective. Descartes's start from the I, from something
fundamentally personal, remains stillborn.
We
need to delve beneath this layer of the impersonal and bring out the
originary personal experience. The experience of the way we live
situationally, the way we are as personal beings in ;pace. We cannot
rest content with the trivial conception which sees our body in a
dualistic perspective-contained in the res extensa as
a thing among things and objective processes, with which subjective
processes are coordinated as their reflection. Even those need to be
objectified in turn, transformed into impersonal entities which we can
impersonally coordinate with -hem. Impersonal
nature, impersonal subjective processes, impersonal coordination-what
has become of that original element rom which we started, where is the
original grasp and analysis of the foundation on which this kind of
philosophy is conceivable?
So
we asked how it is that we are in space. Are we in it as a thing among
things? Is such a conception thinkable? We sought to show that just the
opposite is the case, that knowledge of things that are solely next to
each other, in purely objective relations, is possible only if there is
a being that is in space differently, not just one of the things,
indifferently next to them in space, but is rather in space by existing
in it, that is, by relating to itself, to its life,
through relating to things. That means, a being who can act out its
life, comport itself with respect to its life in various ways simply in
relating to other things and so finding a place in the world of things.
We are not indifferent neighbors of things. Our relations are not
external, indifferent. Our nonindifference to our own being, that it
matters to us, that we are not indifferent to our being-all that is
expressed in the typically human expression, for the sake of:
we do something for the sake of something.
Therein lies the nonindifference of our mode of being. That for
the sake of entails being integrated into the world. For
the sake of signifies the means to a particular end, means
provided for the most part by the things around us. There is a
continuity between what is projected for the sake of and
such means. That means that our being among things is not a mere
indifferent being next to, a juxtaposition of things in space.
We
then sought to characterize this being from various aspects as an
oriented being, aiming at things, ordered to acting among things,
acting and in that action co-acting with others, oriented not just to
things but also to the world of other persons. Our original drive
toward things turns back on itself as a relation to others in which we
first see ourselves. That is the natural reflective tendency of our
drive into things. Given the typical way humans place themselves among
things, this emplacement is a part of the structure of their being in
the world, external, a mere next to, indifferent to their being; being
in space among things is a part of our nonindifference to things and to
ourselves.
We
asked further about the essential reach of our reflections. Our goal
was to reach such a level of description, of grasping of the originary
phenomenon, that we would reject all objectifying models of human life,
preceding the personal, human integration in a world. That led us to
reflect on two phenomenologies, two conceptions of phenomenology.
Phenomenological thought which either builds no constructs or does it
only as last resort, sticking to what appears, what presents itself of
itself However, such a conception of appearing, of self-presentation,
is nothing obvious. It is not enough to open our eyes and to accept
whatever. presents itself: the crux of phenomenology lies precisely
here, in the quest for a way to that originality. We have compared
Husserl's and Heidegger's conception. In Husserl's conception we sought
to show modern Cartesianism in its most extreme and most sophisticated
form. Its personal starting point is in the ego cogito and
it seeks to remain in the personal, that is, in what Husserl calls
transcendental intersubjectivity as the ultimate ground to which the
phenomenological reduction leads, an intersubjectivity for which the
world is the basis of communication. The personal world is not a set of
islands amid an impersonal nature, rather, impersonal nature becomes a
mere objective pole of unified intentionalities of harmoniously living
monads that make contact through this objectivity. The access to it is
reflection, self-grasping in pure originality and self-certainty.
Still,
this conception is problematic. On the one and, it is immensely
attractive in the perspectives it opens on the subjective streams of
lived experience beyond life's banalities, the possibilities of
insight, of analysis and depth. There are, however, problems beyond
that attractiveness. There is, for instance, the question of the
absolute reflection which once more transforms our personal, that is,
finite lived experience into an absolute object which is there only for
observation, an absolute one, to be sure grasping in absolute
completeness adequacy, originality but objectifying nonetheless.
Reflection transforms a living and lived life into a contemplating and
contemplated one.
Husserl
avoided many shortcomings of Cartesianism, for instance the ludicrous
dualism which makes it impossible to find a substantive relation
between res extensa and res cogitans and
does not make it possible to explain that we have a body, the
phenomenon of corporeity and our situatedness in the world through
corporeity. Why, though, do not these flaws show up in Husserl? Because
Husserl's conception is not a dualism but an idealism of transcendental
intersubjectivity. An object, nature, is the unitary pole of unitary
intentionalities, something sustained as the unitary object of our
intentions, but without that living reality which belongs only to a
living subject. Thus we can say that Husserl's phenomenology did
overcome Cartesian dualism in a sense, though it is not clear that it
was not in a direction which continues to preserve a certain kernel of
Cartesianism, a certain Cartesian impersonality.
To
be sure, Husserl himself emphasized and sensitively analyzed the
phenomenon of the subjective body. Yet in his work the meaning of the
corporeal subject is never clearly brought into continuity with
absolute reflection. Willy-nilly, we must ask why, ultimately,
subjectivity is always an embodied subjectivity. In a sense, the way
Husserl sees it is that the embodiment of subjectivity, the subject's
corporeity, is a necessary condition of our living together, not in
isolation, but as beings in mutual contact. Yet that assumes that the
proper significance of our subjectivity, the inmost core of our I, of
the personal, is really not what is personal but what we note after the
reduction, namely what is given in absolute reflection as a stream of
experience. The ultimate foundation is not personal, rather, it is
subjectivity: something that may constitute both our persons and other
things in the world in its acts but that is not itself a person in the
world in all its fundamental nature.
What
is the ultimate ground of absolute reflection? It stands on itself.
There is no further theory, no deeper explanation, no further reason or
basis. Absolute reflection is the foundation of all philosophy, there
is no theory about it. It is the ground to which all else needs to be
reduced. Here it seemed to us that such a theory sunders the Gordian
knot of reflection instead of untying it. Is there, need there not be
found, a theory of reflection which, without rendering impossible the
achievement of truth, of the clarity, of all that Husserl's
transcendental phenomenology provided, would yet remain a theory of finite
reflection, continuous with the finitude of human
life?
Here
a second conception of phenomenology comes into play, Heidegger's,
starting out from existence, from overtly personal being, that is, from
one which is not indifferent to its own being, and, since not to its
own, neither to being generally. At the basis of Husserl's theory, we
could again sense an impersonal foundation, an existent which merely
notes itself, which is given to itself purely for observation. There
is, though, an alienation in observation, a distance, a mere
juxtaposition. In Heidegger, there is a conception of an existent
living in its own possibilities and relating to them. We have shown,
arising from that, a conception of the world as a context of references
in which our world-dwelling life lives its for the sake of, which
it itself projects and gives to itself. A world not as an aggregate of
entities but as a context belonging to our own intrinsic structure, to
the structure of our being.
We
have shown that Heidegger was able to stress very sharply the
finitude'within the basic structure of our living, the finitude of
reflection flowing from our original preoccupation with things and with
ourselves and from the need to react against it. Reflection is grounded
in the innermost finitude of being human and in its relation to truth.
Those, ultimately, are the reasons for reflection. What Husserl cleaves
with the stroke of a sword, Heidegger only probes with inquiries. The
need for truth, the possibility of truth are, for Husserl, rooted in
our ability to grasp ourselves in the original in absolute reflection:
we have ourselves in the power of absolute vision and, in that sense,
we are absolute. Whoever would inquire further will get only one
answer: that is how it is and no other-cogito ergo sum. That
cogito, however, holds all the problems
within it. Even the sum is problematic, it is the sum
of a finite being. How can a finite being arrive at
an absolute truth? In this respect, Heidegger is more human, though at
the same time also more objective in seeing an essential fallibility
about being human, the entanglement of a truthful being in untruth, in
concealment, in deception, in secretiveness, in selfblindness, in
deceiving oneself and others. For the universum of
humans and for its interpretation, Heidegger's philosophical conception
offers greater possibilities than the absolute which Husserl finds.
Heidegger's inquiry is more profound, it is an inquiry into the ground
of existence.
There
is one point, though, where we sensed a need to be more honest and
specific than Heidegger. That was the phenomenon of our emplacement
within things by our corporeity (such emplacement would make no sense
for a purely spiritual being). Heidegger does not deny corporeity, he
does not deny that we are also objectively among objects, but he does
not analyze it further, does not recognize it as the foundation of our
life which it is. Following Merleau-Ponty's analysis, we showed that
the ongoing self-integration into the world, which makes us spatial and
in space, takes place by means of our subjective corporeity which is
horizonal, manifesting itself as corporeity in the strongest sense of
the word. In this brains we agree with the materialists, or would, if
materialists were at all able to approach the phenomenon of the
subjective body, the existing body which is the precondition of all
experience of thing, of material nature.
On
the basis of this criticism we demonstrated the possibility of
interpreting existence as a triple movement. That we did using both an
ancient and a modern idea. The modern idea was Heidegger's, that life
is a life in possibilities characterized by a relation to our own
being; we project that for the sake of which we are, that for
the sake of is the possibility of our life; in the world a
totality of possibilities is always open to us. The ancient
idea-Aristotle's definition of movement as a possibility in the process
of realization, not motion in Galileo's sense. For Aristotle, to be
sure, movement is always the movement of a substance. Only
conditionally could generation and perishing be understood, in
Aristotle, as qualitative movement. An analysis of these three
movements distinguished: (a) the movement of sinking roots, of
anchoring in things, by which humans are beings for others, (b) the
movement of self-prolongation, of self-reflection, in which humans live
to need and be needed-in a world no longer fused by kin but in the
harsh turmoil of the reality of labor and conflict, no longer shielded
by the community of kin, (c) a movement in which humans do not relate
to things in the world by means of the world but rather to the world as
such.
This
led us to ask for a conception of the world in a sense /more radical
than that of Heidegger for whom the world is a world of ready-to-hand
pragmata present in the context of practical significations. We asked
for a- conception of a world which is on the one
hand what enables us to encounter particulars and, on the other hand,
to live in truth. Humans are the only beings which, because they are
not indifferent to themselves and to their being, can live in truth,
can choose between life in the anxiety of its roles and needs and life
in a relation to the world, not to existing entities only. This
nonindifferent being (nonindifferent toward things as well as toward
being in general) precisely here, in this region of explicit relating
to what there is not as mere individual existent or as a sum of such,
has its own domain, here it is irreplaceable, here it is at home with
itself. Here is also what constitutes the special mystery, adding the
depth and perspective which life lacks in contact with particulars,
what slips through our fingers like the fool's gold in fairy tales
wherever life itself dissolves into individual contacts. In contrasting
Husserl's central conception of the non-reell correlate
of our lived experience with Heidegger's conception of being which is
no thing, we sought to exhibit that relation of humans to something
that enables them to transcend all particulars and all sums of
particulars while remaining with being, while being within it.
Here
phenomenology touched upon something that all modern humanism
neglected, what that humanism lacks. Modern humanism thrives on the
idea that humans are in some sense the heirs of the absolute, an
absolute conceived along the lines of Christianity (from which our
humanism grew), that they have a license to subjugate all reality, to
appropriate it and to exploit it with no obligation to give anything in
return, constraining and disciplining ourselves. Here phenomenology
touched upon the fundamental problem of humanism, that humans become
truly human only in this nonindifference to being, when being presents
itself to them and presents itself as something that is not real and so
also is not human, something that challenges them and makes them human.
We
arrived at the conclusion that the world in the sense of the antecedent
totality which makes comprehending existents possible can be understood
in two ways: (a) as that which makes truth possible for us and (b) as
that which makes it possible for individual things within the universum,
and the universum as a sum of
things, to be. Here again the phenomenon of human corporeity might be
pivotal since our elevation out of the world, our individuation within
the world, is an individuation of our subjective corporeity; we are
individuals in carrying out the movements of our living, our corporeal
movements. Individuation-that means movements in a world which is not a
mere sum of individuals, a world that has a nonindividual aspect, which
is prior to the individual. As Kant glimpsed it in his conception of
space and time as forms which need to be understood first if it is to
become evident that there are particulars which belong to a unified
reality. It is as corporeal that we are individual. In their
corporeity, humans stand at the boundary between being, indifferent to
itself and to all else, and existence in the sense of a pure relation
to the totality of all there is. On the basis of their corporeity
humans are not only the beings of distance but also the beings of
proximity, rooted beings, not only innerwordly beings but also beings
in the world.